| COLLEGE OF THE REDWOODS | Board of Trustees Policy No. 405 |
Disciplinary Action For Permanent Classified Employees
A. As used herein, "disciplinary action" shall mean suspension without pay,
demotion, reduction of pay step in class, or dismissal.
B. In addition to any disqualifying or actionable causes otherwise provided for by statute
or by policy of the District, each of the following constitutes cause for disciplinary
action against a permanent classified employee.
- Falsifying any information supplied to the District, including, but not limited to, information supplied on application forms, employment records, or any other District records.
- Incompetence
- Inefficiency.
- Neglect of duty.
- Insubordination.
- Dishonesty.
- Drinking alcoholic beverages while on duty or in such close time proximity thereto as to cause any detrimental effect upon the employee or upon employees associated with him/her.
- Addiction to the use of narcotics.
- Absence without leave.
- Conviction of a felony, conviction of any sex offense made relevant by provisions of the Education Code, or conviction of a misdemeanor which is of such a nature as to adversely affect the employee's ability to perform the duties and responsibilities of his/her position. A plea of guilty, or a conviction following a plea of nolo contendere is deemed to be a conviction within the meaning of this section.
- Immoral conduct.
- Discourteous treatment of the public, pupils, or other employees.
- Unlawful discrimination - sexual harassment.
- Improper political activity as governed by the federal and state law.
- Willful disobedience.
- Misuse of District property.
- Violation of District, Board, or departmental rule, policy, or procedure.
- Failure to possess or keep in effect any license, certificate, or other similar requirement specified in the employee's class specification or otherwise necessary for the employee to perform the duties of the position.
- Refusal to take and subscribe any oath or affirmation which is required by law in connection with his/her employment.
- Physical or mental disability which disability precludes the employee from the proper performance of his/her duties and responsibilities as determined by competent medical authority, except as otherwise provided by contract or by law regulating retirement of employees.
- Any other failure of good behavior either during or outside of duty hours which is of such nature that it causes discredit to the District or his/her employment.
C. Except as defined in B.19., above, no disciplinary action shall be taken for any
cause which arose prior to the employee's becoming permanent, nor for any cause which
arose more than two years preceding the date of the filing of the notice of cause unless
such cause was concealed or not disclosed by such employee when it could be reasonably
assumed that the employee should have disclosed the facts to the District.
D. The Senior Director, Human Resources, President/Superintendent or his or her designee,
may initiate a disciplinary action as defined herein against a permanent classified
employee.
E. In all such cases involving a disciplinary action, the Senior Director, Human Resources
shall file a written recommendation of disciplinary action, approved as to form by the
District's legal counsel, with the President/Superintendent. A copy of the recommendation
shall be served upon the employee either personally or by mail, to the employee's last
known address. The recommendation shall include;
1. a statement of the recommended disciplinary action (suspension without pay, demotion, reduction of pay step in class, or dismissal);
2. a statement of the causes therefor as set forth in B., above;
3. a statement of the specific acts or omissions upon which the causes are based; if a cause stated in B.17., above, is alleged, the rule, policy or procedure violated shall be set forth in the recommendation;
4. a statement of the employee's right to appeal the order and the manner and time within which his/her appeal must be filed; and
5. a card or paper, the signing and filing of which shall constitute a demand for a hearing.
F. In any case where it has been determined that a formal recommendation of
disciplinary action should be made against a permanent classified employee and that
continuation of the employee in active present status after a written recommendation of
such disciplinary action has been issued would result in an unreasonable risk of or threat
to student, staff, or property, an adverse effect on discipline or morale in the work
place, fostering of disharmony, or an impediment to the efficient operation of the
District during the time the proceedings are pending, the President/Superintendent, or the
designated representative of the President/Superintendent, may order the disciplinary
action into effect immediately as part of the formal recommendation of disciplinary
action. Such order shall be contained in the formal recommendation of disciplinary action.
Except in cases of emergency where the employee must be removed from the premises
immediately, at least five calendar days prior to the effective date of any order of
immediate interim implementation of disciplinary action issued in conjunction with any
recommendation of disciplinary action involving suspension without pay for more than five
days, demotion, reduction in pay step in class, or dismissal, the
President/Superintendent, or the designated representative of the President/Superintendent
shall give the employee written notice of the proposed recommendation of disciplinary
action, including notice that an order of immediate interim implementation of the
disciplinary action is being considered, the causes and reasons for the proposed action, a
copy of the materials upon which the proposed action is based, and the right to respond
either orally or in writing to the initiating party prior to the issuance of the final
recommendation of dismissal and order of
immediate interim implementation. Any response made by the employee shall be considered by
the initiating party prior to issuing any recommendation and order. In the event emergency
circumstances require removal of the employee from the work site immediately, such notice
and right to respond shall be provided to the employee at the earliest reasonable time
after his/her removal from the premises. In any case where the recommended disciplinary
action is a suspension without pay for five workdays or less, the
President/Superintendent, or the designated representative of the
President/Superintendent, may order the suspension into effect immediately on an interim
basis, but shall either during the suspension or within five workdays thereafter give the
employee written notice of the action including the causes and reasons therefor, a copy of
the charges and materials upon which the action is based, and a right to respond either
orally or in writing to the person who ordered the suspension into effect.
G. The employee may, within five calendar days after service of the recommendation of
disciplinary action described in E. above, appeal to the Board of Trustees by signing and
filing the card or paper included with the recommendation. Any other written document
signed and appropriately filed within the specified time limit by the employee shall
constitute a sufficient notice of appeal. A notice of appeal is filed only by delivering
the notice of appeal to the office of the President/ Superintendent during the normal work
hours of that office. A notice of appeal may be mailed to the office of the
President/Superintendent but must be received no later than the time limit stated herein.
If the employee against whom a recommendation of disciplinary action has been filed fails
to file a notice of appeal within the time specified in these rules, the employee shall be
deemed to have waived his/her right to appeal, and if the person making the recommendation
has not already ordered the disciplinary action into effect on an interim basis, the
person making the recommendation may order the recommended disciplinary
action into effect immediately. A copy of such order shall be served upon the employee by
mail, and copy shall be delivered to the President/Superintendent, and to the Board of
Trustees for approval or ratification.
H. At any time before an employee's appeal is finally submitted to a hearing officer for
decision, the person making the recommendation may serve on the employee and file with the
President/Superintendent an amended or supplemental recommendation of disciplinary action.
If the amended or supplemental recommendation presents new causes or allegations, the
employee shall be afforded a reasonable opportunity to prepare his defense thereto. Any
new causes or allegations shall be deemed controverted and any objections to the amended
or supplemental causes or allegations may be made orally at the hearing and shall be noted
in the record.
I. 1. The appeal shall be heard by a hearing officer unless the Board of Trustees directs
that the appeal be heard by the Board.
In any case in which the Board hears the appeal, the Board may utilize the services of its
counsel or a hearing officer in ruling upon procedural questions, objections to evidence,
and issues of law. The Board shall affirm, modify, or revoke the recommendation or
disciplinary action and any order of immediate implementation of personal action issued
with the recommendation of disciplinary action.
2. If the appeal is heard by a hearing officer, he/she shall prepare a proposed decision
in such form that it may be adopted by the Board of Trustees as the decision in the case.
A copy of the proposed decision shall be received by the Board. A copy shall also be
furnished to each party within ten days after the proposed decision is filed or received
by the Board. The Board may:
a. adopt the proposed decision in its entirety;
b. reduce the disciplinary action set forth therein and adopt the balance of the proposed decision;
c. reject a proposed reduction in penalty, approve the penalty sought by the initiating party or any lesser penalty, and adopt the balance of the proposed decision; or
d. reject the proposed decision in its entirety.
3. The appeal hearing shall be held at the earliest convenient date, taking into
consideration the established schedule of the Board of Trustees or hearing officer and the
availability of counsel and witnesses. The employee shall be entitled to appear
personally, produce evidence, and have counsel and a public hearing. The initiating party
may also be represented by counsel. The procedure entitled "Administrative
Adjudication," commencing at Section 11500 of the Government Code, shall not be
applicable to any such hearing before the Board or a hearing officer. Neither the Board
nor a hearing officer shall be bound by rules of evidence used in California courts.
Informality in any such hearing shall not invalidate any order or decision made or
approved by the hearing officer or the Board. The District has the burden of proof in such
hearing process.
4. If the Board of Trustees rejects the proposed decision in its entirety, each party
shall be notified of such action and the Board may decide the case upon the record
including the transcript, with or without the taking of additional evidence, or refer the
case to the same or another hearing officer to take additional evidence. If the case is so
assigned to a hearing officer, he/she shall prepare a proposed decision as provided in
subdivision I.2., above, upon the additional evidence and the transcript and other papers
which are part of the record of the prior hearing. A copy of such proposed decision shall
be furnished to each party within ten days after the proposed decision is filed by the
Board.
5. In arriving at a decision or a proposed decision on the propriety of the proposed
penalty, the Board of Trustees or the hearing officer may consider the records of any
prior disciplinary action proceedings against the employee in which a disciplinary action
was ultimately sustained and any records contained in the employee's personnel file if
such records were introduced into evidence at the hearing.
6. The decision of the Board of Trustees shall be in writing and shall contain findings of
fact and the disciplinary action approved, if any. The findings may be stated in the
language of the pleading or by reference thereto.
J. The decision of the Board of Trustees shall be delivered to the initiating party from
whose recommendation the appeal is taken and shall forthwith be enforced and followed by
him/her. A copy of the decision shall be delivered to the appellant or his/her designated
representative personally or by mail. The decision of the Board of Trustees shall be
final.
K. Any suspensions invoked under these rules against any one person in the classified
service for one or more periods shall not aggregate more than ninety calendar days in any
twelve month period; provided, however, this time limitation is inapplicable to cases in
which disciplinary action of dismissal is modified by the Board of Trustees to a
suspension.
L. Special Leave Pending Disposition of Criminal Charges:
Notwithstanding any provision herein to the contrary, whenever a classified employee of
this District is charged with the commission of any sex offense as defined in Section
87010 of the Education Code or any narcotics offense as defined in Section 87011 of the
Education Code, or a violation of subdivision I of Section 261 of the Penal Code, Sections
11357 to 11361, inclusive, 11363, 11364, or 11377 to 11382, inclusive, insofar as such
sections relate to, any controlled substances in paragraphs 4 or 5 of subdivision (b) of
Section 11056, or any controlled substances in subdivision (d) of Section 11054, except
paragraphs 10, 11, 12, and 17 of such subdivision, of the Health and Safety Code by
complaint, information or indictment filed in a court of competent jurisdiction, the Board
of Trustees may immediately place the employee on a compulsory leave of absence for a
period of time extending for not more than 30 days after the date of entry of the judgment
in the proceedings. An employee so placed on leave of absence shall continue to be paid
his regular salary during the period of the leave of absence if and during such time as he
furnishes to the District a suitable bond, or other security acceptable to the Board of
Trustees, as a guarantee that the employee will repay to the District the amount of salary
so paid to him during the period of the leave of absence in case the employee is convicted
of such charges, or he does not return to service after such period of leave of absence.
If the judgment determines that the employee is not guilty of such charges, or if the
complaint, information or indictment is dismissed, the District shall reimburse the,
employee for the cost of the bond; or, if the employee has not elected to furnish such
bond, the District shall pay to the employee his full compensation less deductions for
outside income earned during the leave of absence during the period of the leave of
absence upon his return to service in the District.
Any employee who has been placed on leave of absence by the Board of Trustees pursuant to
the above paragraph may, pursuant to procedures set forth above in paragraphs A through K,
be suspended without pay by the President/Superintendent at any time prior to or
subsequent to the termination of the leave of absence ordered by the Board pursuant to a
recommendation by the President/Superintendent that said employee be dismissed from
employment on grounds which include the incident upon which criminal charges were based.
The provisions of this regulation shall be applicable to any classified employee against
whom criminal charges as defined in the first paragraph, above, are pending and upon which
no judgment, dismissal or other disposition has been rendered as of the date of adoption
of this regulation, for the purpose of ordering a leave of absence which commences after
the date of adoption of this regulation, and to any employee against whom such criminal
charges are filed in the manner prescribed by said first paragraph after the adoption of
this regulation. (EC 88013)
Adopted by the Board of Trustees: September 19, 1977
Amended: 2/4/80, 6/21/82, 4/7/97